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MATTHEW WAYNE JONES
CRD#: 4242152
IA
B
THE AMERIFLEX GROUPCRD#: 305585 60 EAST RIO SALADO PARKWAY
Suite 1201
Tempe, AZ 85281
Suite 1201
Tempe, AZ 85281
OSAIC WEALTH, INC.CRD#: 23131 60 EAST RIO SALADO PARKWAY
SUITE 1201
TEMPE, AZ 85281
SUITE 1201
TEMPE, AZ 85281
0
Disclosures
11
Years of Experience
View By:
State Registrations
IA
Arizona 12/18/2019
B
New Mexico 9/1/2023
B
Arizona 9/1/2023
IA
Texas 1/7/2020
B
California 9/1/2023
B
Texas 9/1/2023
B
Nevada 9/1/2023
SRO Registrations
B
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IA
Registered with this firm since 12/18/2019
B
Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/14/2015 - 09/01/2023 | TEMPE, AZ | |
IA | 02/18/2016 - 05/28/2020 | TEMPE, AZ | |
B | 11/21/2001 - 07/22/2003 | PHOENIX, AZ | |
B | 01/29/2001 - 08/08/2001 | WINDSOR, CT | |
B | 09/07/2000 - 09/29/2000 | MALVERN, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.