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BRIAN HANSETH
BRIAN GEORGE HANSETH
CRD#: 4241661
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
BOSTON, MA 02110
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - 2014 (<1 year)2 FIRMS2014 - Present (10 years)BNAVPOINT, LLC (CRD# 104393)2010 - 2011 (<1 year)BNOVA CAPITAL MARKETS, LLC (CRD# 32694)2009 - 2010 (<1 year)BLIGHTHOUSE FINANCIAL GROUP, LLC (CRD# 103734)2008 - 2010 (1 year)
License(s)

State Registrations

B
Alabama 5/31/2018

B
New Hampshire 2/12/2016

B
Alaska 5/23/2018

IA
New Hampshire 11/30/2020

B
Arizona 7/17/2018

B
New Jersey 2/4/2015

B
California 9/14/2015

B
New York 2/4/2015

B
Colorado 2/12/2016

B
North Carolina 2/15/2016

B
Connecticut 12/19/2014

B
Ohio 2/12/2016

IA
Connecticut 12/19/2014

B
Oregon 2/4/2015

B
Delaware 2/12/2016

B
Pennsylvania 2/12/2016

B
District of Columbia 2/12/2016

B
Rhode Island 1/25/2016

B
Florida 2/12/2016

B
South Carolina 2/12/2016

B
Georgia 2/12/2016

B
Tennessee 12/7/2016

B
Illinois 2/12/2016

B
Texas 11/22/2021

B
Kansas 7/12/2023

IA
Texas 11/23/2021

B
Maine 2/12/2016

B
Utah 6/24/2022

B
Maryland 8/22/2017

B
Vermont 1/26/2016

B
Massachusetts 12/19/2014

B
Virginia 2/12/2016

B
Michigan 2/12/2016

B
Washington 2/12/2016

B
Missouri 2/12/2016

B
Wisconsin 3/17/2016

B
Montana 6/30/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 12/19/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 12/9/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/07/2014 - 12/10/2014 T3 TRADING GROUP, LLC (CRD#:154431) NEW YORK, NY
B
07/09/2014 - 11/07/2014 WTS PROPRIETARY TRADING GROUP LLC (CRD#:148117) NEW YORK, NY
B
08/18/2010 - 07/11/2011 NAVPOINT, LLC (CRD#:104393) BOSTON, MA
B
11/02/2009 - 08/30/2010 NOVA CAPITAL MARKETS, LLC (CRD#:32694) BOSTON, MA
B
12/22/2008 - 01/04/2010 LIGHTHOUSE FINANCIAL GROUP, LLC (CRD#:103734) HUNTINGTON, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.