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Detailed Report
TARA M RANGBAR
TARA M ROSAMILIA
CRD#: 4241626
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 2000 AVE OF THE STARS N. TOWER
LOS ANGELES, CA 90067
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2000 AVE OF THE STARS N. TOWER
LOS ANGELES, CA 90067
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2012 (3 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2013 - 2018 (5 years)
License(s)

State Registrations

B
Alabama 4/4/2016
B
Montana 9/12/2014
B
Alaska 4/4/2016
B
Nebraska 10/15/2013
B
Arizona 3/23/2015
B
Nevada 11/7/2012
B
Arkansas 11/7/2013
B
New Hampshire 4/4/2016
B
California 11/7/2012
B
New Jersey 5/22/2014
IA
California 7/13/2018
B
New Mexico 11/7/2013
B
Colorado 11/7/2013
B
New York 1/2/2013
B
Connecticut 4/4/2016
B
North Carolina 1/3/2013
B
Delaware 4/4/2016
B
North Dakota 4/4/2016
B
District of Columbia 1/2/2015
B
Ohio 2/12/2015
B
Florida 1/2/2013
B
Oklahoma 3/13/2014
B
Georgia 3/15/2016
B
Oregon 4/30/2013
B
Hawaii 1/2/2013
B
Pennsylvania 1/2/2013
B
Idaho 1/2/2013
B
Rhode Island 4/4/2016
B
Illinois 1/2/2013
B
South Carolina 4/4/2016
B
Indiana 4/4/2016
B
South Dakota 1/2/2015
B
Iowa 4/4/2016
B
Tennessee 4/4/2016
B
Kansas 4/4/2016
B
Texas 1/2/2013
B
Kentucky 4/4/2016
IA
Texas 7/13/2018
B
Louisiana 4/4/2016
B
Utah 11/7/2013
B
Maine 6/2/2014
B
Vermont 4/4/2016
B
Maryland 11/7/2013
B
Virginia 11/7/2013
B
Massachusetts 11/7/2013
B
Washington 1/2/2013
B
Michigan 4/4/2016
B
West Virginia 4/4/2016
B
Minnesota 4/4/2016
B
Wisconsin 1/2/2013
B
Mississippi 4/4/2016
B
Wyoming 3/15/2016
B
Missouri 11/7/2013

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
2000 AVE OF THE STARS N. TOWER, LOS ANGELES, CA 90067
RANCHO MISSION VIEJO, CA
Registered with this firm since 7/13/2018
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2000 AVE OF THE STARS N. TOWER, LOS ANGELES, CA 90067
RANCHO MISSION VIEJO, CA
Registered with this firm since 11/7/2012
Previous Registration(s)
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IA
 02/13/2013 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) LOS ANGELES, CA
IA
 12/15/2008 - 10/22/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) CENTURY CITY, CA
B
 12/12/2008 - 10/22/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) CENTURY CITY, CA
IA
 04/02/2007 - 12/16/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SANTA MONICA, CA
B
 04/02/2007 - 12/16/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SANTA MONICA, CA
IA
 09/15/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SANTA MONICA, CA
B
 09/01/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SANTA MONICA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.