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Detailed Report
HAROLD EMERSON SCULL III
HAROLD EMERSON SCULL, Harold Scull
CRD#: 4241026
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 Lithia, FL
CHARLES SCHWAB & CO., INC.CRD#: 5393 Lithia, FL
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2010 - 2011 (1 year)IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2011 - 2020 (8 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2010 (2 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2002 - 2008 (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2000 - 2002 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2020 - 2023 (2 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2011 - 2018 (6 years)
License(s)

State Registrations

B
California 5/23/2020
B
Minnesota 5/23/2020
B
Colorado 3/7/2024
B
Missouri 2/27/2024
B
Connecticut 5/23/2020
B
New Jersey 5/23/2020
B
District of Columbia 11/27/2024
B
New York 5/23/2020
B
Florida 5/23/2020
B
North Carolina 5/23/2020
IA
Florida 4/2/2023
B
Oregon 5/23/2020
B
Georgia 5/23/2020
B
Pennsylvania 5/23/2020
B
Illinois 5/23/2020
B
Texas 3/7/2024
B
Iowa 2/7/2024
B
Virginia 5/23/2020
B
Maryland 10/2/2024
B
Washington 5/23/2020
B
Massachusetts 5/23/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
Lithia, FL
Registered with this firm since 4/2/2023
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Lithia, FL
Registered with this firm since 5/23/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/28/2020 - 04/11/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Temple Terrace, FL
IA
 01/08/2018 - 05/24/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 07/29/2011 - 05/24/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) Tampa, FL
IA
 07/29/2011 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) TAMPA, FL
IA
 07/19/2010 - 07/06/2011 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) FORT WORTH, TX
IA
 07/19/2010 - 07/06/2011 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
B
 07/13/2010 - 07/06/2011 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
B
 01/01/2008 - 07/01/2010 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
B
 11/06/2002 - 01/01/2008 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) WESTLAKE, TX
B
 09/21/2000 - 11/06/2002 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.