Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL RICH HATCH
Michael Hatch
CRD#: 4239532
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10400 NE 4TH ST
PBIG - BELLEVUE PRIVATE WEALTH
BELLEVUE, WA 98004
PBIG - BELLEVUE PRIVATE WEALTH
BELLEVUE, WA 98004
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Alabama 6/5/2019
B
North Carolina 2/25/2020
B
Arizona 10/22/2018
B
Oregon 10/22/2018
B
California 10/22/2018
B
South Dakota 10/22/2018
B
Colorado 11/7/2018
B
Utah 10/22/2018
B
Florida 10/22/2018
B
Virgin Islands 11/7/2018
B
Idaho 10/22/2018
B
Washington 10/22/2018
B
Nevada 3/19/2025
IA
Washington 10/22/2018
B
New York 10/22/2018
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/22/2018
B
Registered with this firm since 10/22/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/18/2013 - 11/19/2018 | SEATTLE, WA | |
B | 03/28/2017 - 11/19/2018 | Seattle, WA | |
B | 05/11/2012 - 11/19/2018 | SEATTLE, WA | |
B | 10/01/2008 - 05/11/2012 | SEATTLE, WA | |
B | 02/21/2008 - 10/01/2008 | SEATTLE, WA | |
IA | 05/11/2006 - 11/14/2007 | SEATTLE, WA | |
B | 03/06/2006 - 11/14/2007 | SEATTLE, WA | |
B | 05/19/2005 - 03/01/2006 | NEW YORK, NY | |
B | 03/15/2001 - 04/11/2003 | NEW YORK, NY | |
B | 11/16/2000 - 02/27/2001 | WEEHAWKEN, NJ |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.