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Detailed Report
KEITH ALAN COLONNA SR.
CRD#: 4239386
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2100 Georgetown Drive
Suite 500
Sewickley, PA 15143
Registration History
20002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2011 - Present (14 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2000 - 2006 (5 years)
License(s)

State Registrations

B
Alaska 8/16/2018
B
Montana 2/28/2019
B
Arizona 2/20/2013
B
New Hampshire 11/14/2011
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 8/22/2013
B
New Mexico 7/24/2017
B
Connecticut 2/22/2018
B
New York 6/1/2009
B
District of Columbia 6/1/2009
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/19/2019
B
Oregon 6/28/2019
B
Hawaii 1/30/2020
B
Pennsylvania 6/1/2009
B
Idaho 3/6/2019
IA
Pennsylvania 1/28/2011
B
Illinois 6/1/2009
B
Rhode Island 6/1/2009
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Iowa 1/2/2014
B
Tennessee 6/1/2009
B
Louisiana 10/4/2024
B
Texas 6/1/2009
B
Maine 6/1/2009
IA
Texas 1/28/2011
B
Maryland 6/1/2009
B
Utah 4/26/2024
B
Massachusetts 3/22/2024
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Mississippi 6/1/2009
B
West Virginia 6/1/2009
B
Missouri 6/13/2017
B
Wisconsin 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2100 Georgetown Drive Suite 500, Sewickley, PA 15143
Registered with this firm since 1/28/2011
B
MORGAN STANLEY (CRD#:149777)
2100 Georgetown Drive Suite 500, Sewickley, PA 15143
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SEWICKLEY, PA
B
 09/05/2000 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.