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Peter Gruenes
PETER JAMES GRUENES
CRD#: 4238652
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Sandy, OR
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Sandy, OR
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2016 (9 years)2 FIRMS2016 - 2023 (6 years)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2024 - Present (1 year)BSCOTTRADE, INC. (CRD# 8206)2016 - 2016 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - 2005 (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2001 - 2001 (<1 year)IAAMERIVEST INVESTMENT MANAGEMEN... (CRD# 111514)2009 - 2016 (6 years)IAAMERIVEST INVESTMENT MANAGEMEN... (CRD# 111514)2006 - 2009 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2004 - 2005 (1 year)
Disclosure(s)
View By:
4/6/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/23/2024

B
Nevada 2/12/2024

B
Alaska 2/23/2024

B
New Hampshire 2/27/2024

B
Arizona 2/26/2024

B
New Jersey 2/23/2024

B
Arkansas 2/29/2024

B
New Mexico 2/23/2024

B
California 2/7/2024

B
New York 3/17/2024

B
Connecticut 2/8/2024

B
North Carolina 2/9/2024

B
Delaware 2/15/2024

B
North Dakota 2/26/2024

B
Georgia 2/12/2024

B
Oklahoma 2/26/2024

B
Hawaii 2/23/2024

IA
Oregon 2/7/2024

B
Idaho 2/7/2024

B
Oregon 2/23/2024

B
Illinois 2/23/2024

B
Pennsylvania 2/9/2024

B
Indiana 3/6/2024

B
Rhode Island 2/8/2024

B
Iowa 2/8/2024

B
South Carolina 2/26/2024

B
Kansas 2/19/2024

B
South Dakota 2/23/2024

B
Kentucky 2/12/2024

B
Tennessee 2/23/2024

B
Maine 2/8/2024

B
Texas 2/8/2024

B
Massachusetts 2/8/2024

B
Utah 2/7/2024

B
Michigan 3/8/2024

B
Vermont 2/23/2024

B
Minnesota 2/23/2024

B
Virginia 2/26/2024

B
Mississippi 2/27/2024

B
Washington 2/23/2024

B
Missouri 2/7/2024

B
West Virginia 3/4/2024

B
Montana 2/8/2024

B
Wisconsin 2/7/2024

B
Nebraska 2/7/2024

B
Wyoming 2/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Sandy, OR
Registered with this firm since 2/7/2024

B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Sandy, OR
Registered with this firm since 2/7/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/23/2023 - 08/14/2023 MORGAN STANLEY (CRD#:149777) Portland, OR
IA
10/07/2016 - 08/14/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Portland, OR
B
03/23/2023 - 08/14/2023 MORGAN STANLEY (CRD#:149777) Portland, OR
B
10/07/2016 - 08/14/2023 E*TRADE SECURITIES LLC (CRD#:29106) Portland, OR
B
05/23/2016 - 09/23/2016 SCOTTRADE, INC. (CRD#:8206) REDMOND, WA
IA
04/24/2009 - 03/03/2016 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) BELLEVUE, WA
IA
07/10/2006 - 03/03/2016 TD AMERITRADE, INC. (CRD#:7870) BELLEVUE, WA
B
07/10/2006 - 03/03/2016 TD AMERITRADE, INC. (CRD#:7870) BELLEVUE, WA
IA
07/10/2006 - 03/23/2009 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) BELLEVUE, WA
IA
02/02/2006 - 07/05/2006 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) OAK BROOK, IL
B
02/02/2006 - 07/05/2006 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) NORTHBROOK, IL
IA
06/16/2004 - 06/20/2005 CHARLES SCHWAB & CO., INC. (CRD#:5393) LAGUNA HILLS, CA
B
10/09/2003 - 06/20/2005 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
04/06/2001 - 12/03/2001 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.