• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Jairo J Gomez
JAIRO JESUS GOMEZ JR
CRD#: 4238337
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CAPITOL MALL
SACRAMENTO, CA 95814
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BAW SECURITIES (CRD# 103747)2010 - 2020 (9 years)BDIVERSIFIED INVESTORS SECURITI... (CRD# 32205)2008 - 2010 (2 years)BGWFS EQUITIES, INC. (CRD# 13109)2004 - 2007 (3 years)BMANULIFE FINANCIAL SECURITIES LLC (CRD# 5249)2001 - 2004 (3 years)IAALLWORTH FINANCIAL, L.P. (CRD# 111167)2011 - 2020 (8 years)
License(s)

State Registrations

B
Alabama 7/22/2020

B
Montana 7/22/2020

B
Alaska 7/22/2020

B
Nebraska 7/22/2020

B
Arizona 7/22/2020

B
Nevada 7/22/2020

B
Arkansas 7/22/2020

B
New Hampshire 7/22/2020

B
California 6/17/2020

B
New Jersey 7/22/2020

IA
California 6/17/2020

B
New Mexico 7/22/2020

B
Colorado 7/22/2020

B
New York 7/22/2020

B
Connecticut 7/22/2020

B
North Carolina 7/22/2020

B
Delaware 7/22/2020

B
North Dakota 7/22/2020

B
District of Columbia 7/22/2020

B
Ohio 7/23/2020

B
Florida 7/22/2020

B
Oklahoma 7/22/2020

B
Georgia 7/22/2020

B
Oregon 7/22/2020

B
Hawaii 7/22/2020

B
Pennsylvania 7/22/2020

B
Idaho 7/22/2020

B
Rhode Island 7/22/2020

B
Illinois 7/22/2020

B
South Carolina 7/22/2020

B
Indiana 7/22/2020

B
South Dakota 7/22/2020

B
Iowa 7/22/2020

B
Tennessee 7/22/2020

B
Kansas 7/22/2020

B
Texas 7/22/2020

B
Kentucky 7/22/2020

IA
Texas 7/30/2020

B
Louisiana 7/22/2020

B
Utah 7/22/2020

B
Maine 7/22/2020

B
Vermont 7/22/2020

B
Maryland 7/22/2020

B
Virginia 7/22/2020

B
Massachusetts 7/22/2020

B
Washington 7/22/2020

B
Michigan 7/22/2020

B
West Virginia 7/22/2020

B
Minnesota 7/22/2020

B
Wisconsin 7/22/2020

B
Mississippi 7/22/2020

B
Wyoming 7/22/2020

B
Missouri 7/22/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 6/17/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 6/17/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/07/2011 - 05/15/2020 ALLWORTH FINANCIAL, L.P. (CRD#:111167) SACRAMENTO, CA
B
08/02/2010 - 05/15/2020 AW SECURITIES (CRD#:103747) FOLSOM, CA
B
01/29/2008 - 08/03/2010 DIVERSIFIED INVESTORS SECURITIES CORP. (CRD#:32205) STOCKTON, CA
B
09/29/2004 - 11/01/2007 GWFS EQUITIES, INC. (CRD#:13109) STOCKTON, CA
B
04/09/2001 - 07/07/2004 MANULIFE FINANCIAL SECURITIES LLC (CRD#:5249) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.