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Detailed Report
DIANA MENAKER
CRD#: 4237764
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1111 Brickell Avenue 10th Floor
Miami, FL 33131
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2012 (9 years)2 FIRMS2012 - Present (12 years)BFAHNESTOCK & CO. INC. (CRD# 249)2003 - 2003 (<1 year)BCIBC WORLD MARKETS CORP. (CRD# 630)2000 - 2003 (2 years)
License(s)

State Registrations

B
Alabama 10/1/2012
B
Missouri 10/1/2012
B
Alaska 10/1/2012
B
Montana 10/1/2012
B
Arizona 10/1/2012
B
Nebraska 10/1/2012
B
Arkansas 10/1/2012
B
Nevada 10/1/2012
B
California 10/1/2012
B
New Hampshire 10/1/2012
B
Colorado 10/1/2012
B
New Jersey 10/1/2012
B
Connecticut 10/1/2012
B
New Mexico 10/1/2012
IA
Connecticut 10/1/2012
B
New York 10/1/2012
B
Delaware 10/1/2012
B
North Carolina 10/1/2012
B
District of Columbia 10/1/2012
B
North Dakota 10/1/2012
B
Florida 10/1/2012
B
Ohio 10/1/2012
IA
Florida 1/13/2021
B
Oklahoma 10/1/2012
B
Georgia 10/1/2012
B
Oregon 10/1/2012
B
Hawaii 10/1/2012
B
Pennsylvania 10/1/2012
B
Idaho 10/1/2012
B
Rhode Island 10/1/2012
B
Illinois 10/1/2012
B
South Carolina 10/1/2012
B
Indiana 10/1/2012
B
South Dakota 7/13/2017
B
Iowa 10/1/2012
B
Tennessee 10/1/2012
B
Kansas 10/1/2012
B
Texas 10/1/2012
B
Kentucky 10/1/2012
IA
Texas 9/19/2013
B
Louisiana 10/1/2012
B
Utah 10/1/2012
B
Maine 10/1/2012
B
Vermont 4/12/2018
B
Maryland 10/1/2012
B
Virginia 10/1/2012
B
Massachusetts 10/1/2012
B
Washington 10/1/2012
B
Michigan 10/1/2012
B
West Virginia 10/1/2012
B
Minnesota 10/1/2012
B
Wisconsin 10/1/2012
B
Mississippi 10/1/2012
B
Wyoming 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1111 Brickell Avenue 10th Floor, Miami, FL 33131
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1111 Brickell Avenue 10th Floor, Miami, FL 33131
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/29/2003 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 08/29/2003 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 01/03/2003 - 08/18/2003 FAHNESTOCK & CO. INC. (CRD#:249) NEW YORK, NY
B
 09/12/2000 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.