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Detailed Report
Jan Marie Vonderhaar Pautvein
JAN MARIE VONDERHAAR
CRD#: 4236789
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 160 S 68TH STREET SUITE 1212
WEST DES MOINES, IA 50266
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (19 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2006 (5 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2005 - 2006 (1 year)
License(s)

State Registrations

B
Alabama 11/29/2022
B
Missouri 3/17/2006
B
Arizona 1/7/2008
B
Nebraska 10/22/2008
B
Arkansas 7/15/2020
B
New Jersey 3/17/2006
B
California 5/13/2011
B
New Mexico 1/10/2020
B
Colorado 6/4/2007
B
New York 3/20/2018
B
Connecticut 2/27/2025
B
North Carolina 7/18/2024
B
Florida 8/13/2010
B
Ohio 5/20/2022
B
Georgia 9/18/2023
B
Oklahoma 10/22/2018
B
Illinois 3/17/2006
B
Oregon 7/26/2007
B
Iowa 5/2/2006
B
South Dakota 6/12/2014
IA
Iowa 10/10/2007
B
Tennessee 7/27/2023
B
Kansas 1/11/2008
B
Texas 7/20/2006
B
Kentucky 7/9/2013
IA
Texas 1/11/2019
B
Michigan 10/16/2019
B
Washington 7/21/2009
B
Minnesota 4/11/2008
B
Wisconsin 3/13/2013
B
Mississippi 4/25/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
160 S 68TH STREET SUITE 1212, WEST DES MOINES, IA 50266
Registered with this firm since 3/17/2006
B
EDWARD JONES (CRD#:250)
160 S 68TH STREET SUITE 1212, WEST DES MOINES, IA 50266
Registered with this firm since 3/17/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/22/2005 - 03/13/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) PENNINGTON, NJ
B
 10/11/2000 - 03/13/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.