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JANET L PETERSON
JANET LEE PETERSON, JANET LEE TRENET
CRD#: 4236305
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 55 Broad St
Red Bank, NJ 07701
Red Bank, NJ 07701
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Arizona 12/1/2020
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New Jersey 7/17/2018
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California 7/16/2018
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New York 7/16/2018
B
Connecticut 5/28/2020
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North Carolina 6/25/2024
B
Florida 7/16/2018
B
Pennsylvania 7/16/2018
B
Illinois 5/28/2020
B
South Carolina 7/16/2018
B
Massachusetts 5/28/2020
B
Washington 5/28/2020
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New Hampshire 3/28/2019
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Wisconsin 3/26/2024
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New Jersey 7/16/2018
SRO Registrations
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Registered with this firm since 7/17/2018
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Registered with this firm since 7/16/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/26/2017 - 02/02/2018 | RED BANK, NJ | |
B | 01/23/2017 - 02/02/2018 | RED BANK, NJ | |
IA | 07/22/2016 - 12/15/2016 | New York, NY | |
B | 07/15/2016 - 12/15/2016 | NEW YORK, NY | |
IA | 01/21/2016 - 02/16/2016 | RED BANK, NJ | |
B | 01/19/2016 - 02/16/2016 | RED BANK, NJ | |
B | 04/15/2015 - 09/18/2015 | PRINCETON, NJ | |
IA | 04/25/2006 - 04/17/2015 | SHREWSBURY, NJ | |
IA | 05/24/2004 - 04/17/2015 | SHREWSBURY, NJ | |
B | 11/15/2002 - 04/17/2015 | SHREWSBURY, NJ | |
B | 06/30/2001 - 10/02/2002 | JERSEY CITY, NJ | |
B | 12/08/2000 - 06/30/2001 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.