Individual Firm
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REGINA ELENA OHLMAN
GINA ELENA ADONIS, REGINA ELENA ADONIS, REGINA ELENA CHRISTINA ADONIS, REGINA ELENA RADONIS, GINA ELENA SAKEZLES…
CRD#: 4236023
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 2 N. TAMIAMI TRAIL
SUITE 608
SARASOTA, FL 34236
SUITE 608
SARASOTA, FL 34236
View By:
4/1/2021
Employment Separation After Allegations
State Registrations
B
Arizona 5/24/2021
B
New Jersey 7/27/2021
B
California 5/24/2021
B
New York 5/24/2021
IA
California 2/29/2024
B
North Carolina 7/22/2021
B
Connecticut 10/25/2024
B
Ohio 10/4/2021
B
Florida 7/22/2021
B
Oregon 5/13/2024
IA
Florida 7/22/2021
B
Pennsylvania 7/28/2021
B
Georgia 6/1/2021
B
South Carolina 8/30/2021
B
Hawaii 7/27/2021
B
Tennessee 6/22/2023
B
Indiana 5/24/2021
IA
Texas 5/24/2021
B
Iowa 4/19/2024
B
Texas 9/14/2021
B
Massachusetts 7/27/2022
B
Utah 2/28/2024
B
Minnesota 6/21/2024
B
Virginia 8/31/2021
B
Nevada 8/3/2021
SRO Registrations
B
B
B
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IA
Registered with this firm since 5/24/2021
B
Registered with this firm since 5/24/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/18/2017 - 04/30/2021 | Lakewood Ranch, FL | |
B | 05/17/2017 - 04/30/2021 | Lakewood Ranch, FL | |
IA | 01/03/2012 - 05/17/2017 | LAKEWOOD RANCH, FL | |
B | 11/07/2011 - 05/17/2017 | LAKEWOOD RANCH, FL | |
IA | 07/07/2004 - 11/14/2011 | LAKEWOOD RANCH, FL | |
B | 06/29/2004 - 11/14/2011 | LAKEWOOD RANCH, FL | |
IA | 11/01/2000 - 06/21/2004 | GAINESVILLE, FL | |
B | 09/11/2000 - 06/21/2004 | NEW YORK, NY |
LAKEWOOD RANCH, FL
01/03/2012 - 05/17/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.