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JAMES TANNE HILL SCHWAGER
JAMES T SCHWAGER
CRD#: 4234485
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5405 MOREHOUSE DRIVE
SUITE 140
SAN DIEGO, CA 92121
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - Present (22 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2002 - 2006 (4 years)BNEW ENGLAND SECURITIES (CRD# 615)2001 - 2001 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2001 (<1 year)
License(s)

State Registrations

B
Arizona 7/21/2023

B
North Carolina 9/20/2016

B
California 3/6/2002

B
Pennsylvania 7/7/2022

IA
California 3/28/2002

B
Texas 5/10/2016

B
Florida 11/5/2024

IA
Texas 5/13/2016

B
Georgia 2/24/2021

B
Virginia 2/10/2015

B
Hawaii 9/14/2005

B
Washington 1/6/2020

B
Idaho 11/5/2015

B
Wisconsin 7/13/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5405 MOREHOUSE DRIVE SUITE 140, SAN DIEGO, CA 92121
San Diego, CA
Registered with this firm since 3/28/2002

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5405 MOREHOUSE DRIVE SUITE 140, SAN DIEGO, CA 92121
San Diego, CA
Registered with this firm since 3/6/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/06/2002 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
07/19/2001 - 10/01/2001 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
09/15/2000 - 06/01/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.