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MICHAEL HERBERT MENNINGER
MIKE H MENNINGER, MIKE MENNINGER
CRD#: 4233941
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 820 ADAMS AVE SUITE 100
TROOPER, PA 19403
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2004 - 2006 (1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2021 (14 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BNEW ENGLAND SECURITIES (CRD# 615)2003 - 2004 (<1 year)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2002 - 2003 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2000 - 2002 (2 years)IAAXA ADVISORS, LLC (CRD# 6627)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Alaska 11/28/2022

B
New Jersey 11/28/2022

B
Arizona 12/1/2022

B
New York 11/28/2022

B
California 11/28/2022

B
North Carolina 11/28/2022

B
Colorado 11/28/2022

B
Ohio 11/28/2022

B
Delaware 11/28/2022

B
Pennsylvania 11/28/2022

B
Florida 11/28/2022

IA
Pennsylvania 11/28/2022

B
Georgia 11/28/2022

B
South Carolina 11/28/2022

B
Illinois 11/28/2022

B
South Dakota 11/28/2022

B
Indiana 11/28/2022

B
Tennessee 11/28/2022

B
Kentucky 11/28/2022

B
Texas 11/28/2022

B
Maine 5/31/2023

B
Virginia 11/28/2022

B
Maryland 11/28/2022

B
Wisconsin 11/28/2022

B
Massachusetts 11/28/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
820 ADAMS AVE SUITE 100, TROOPER, PA 19403
1035 B MILL CREEK DRIVE, FEASTERVILLE, PA 19053
Registered with this firm since 11/28/2022

B
LPL FINANCIAL LLC (CRD#:6413)
820 ADAMS AVE SUITE 100, TROOPER, PA 19403
1035 B MILL CREEK DRIVE, FEASTERVILLE, PA 19053
Registered with this firm since 11/28/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/09/2021 - 11/29/2022 CETERA ADVISOR NETWORKS LLC (CRD#:13572) TROOPER, PA
B
06/09/2021 - 11/29/2022 CETERA ADVISOR NETWORKS LLC (CRD#:13572) TROOPER, PA
IA
02/02/2007 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) FEASTERVILLE, PA
B
01/26/2007 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) FEASTERVILLE, PA
IA
01/30/2006 - 01/24/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) NORRISTOWN, PA
B
01/30/2006 - 01/24/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) NORRISTOWN, PA
IA
04/05/2004 - 01/25/2006 COMMERCE CAPITAL MARKETS, INC. (CRD#:6940) KING OF PRUSSIA, PA
B
04/02/2004 - 01/25/2006 COMMERCE CAPITAL MARKETS, INC. (CRD#:6940) KING OF PRUSSIA, PA
B
09/19/2003 - 03/30/2004 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
08/11/2003 - 09/10/2003 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) CONSHOHOCKEN, PA
B
06/19/2003 - 07/07/2003 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
08/05/2002 - 04/15/2003 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
IA
07/02/2002 - 08/01/2002 AXA ADVISORS, LLC (CRD#:6627) BALA CYNWYD, PA
B
08/22/2000 - 08/01/2002 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.