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KELLY A LAWRENCE
KELLY A GIBSON
CRD#: 4233860
IA
B
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 10 Post Office Square
Suite 600
Boston, MA 02109
Suite 600
Boston, MA 02109
B. RILEY WEALTH MANAGEMENTCRD#: 2543 10 Post Office Square
Suite 600
Boston, MA 02109
Suite 600
Boston, MA 02109
0
Disclosures
13
Years of Experience
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State Registrations
B
Arizona 7/22/2022
B
New Hampshire 7/22/2022
B
Arkansas 7/22/2022
B
New Jersey 7/22/2022
B
California 7/22/2022
B
New Mexico 7/22/2022
B
Connecticut 7/22/2022
B
New York 7/22/2022
B
Delaware 7/22/2022
B
North Carolina 7/22/2022
B
District of Columbia 7/22/2022
B
Ohio 7/22/2022
B
Florida 7/22/2022
B
Oregon 7/22/2022
B
Georgia 7/22/2022
B
Pennsylvania 7/22/2022
B
Hawaii 7/22/2022
B
Rhode Island 7/22/2022
B
Idaho 7/22/2022
B
South Carolina 7/22/2022
B
Louisiana 2/27/2025
B
Tennessee 7/22/2022
B
Maine 7/22/2022
B
Texas 10/23/2024
IA
Massachusetts 6/22/2020
B
Utah 4/17/2023
B
Massachusetts 7/22/2022
B
Vermont 7/22/2022
B
Michigan 7/22/2022
B
Virgin Islands 9/7/2023
B
Minnesota 7/22/2022
B
Virginia 7/22/2022
B
Nevada 7/22/2022
B
Washington 7/22/2022
SRO Registrations
B
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IA
Registered with this firm since 6/22/2020
B
Registered with this firm since 7/22/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/18/2020 - 07/22/2022 | BOSTON, MA | |
IA | 10/09/2013 - 06/22/2020 | BOSTON, MA | |
B | 07/01/2011 - 06/22/2020 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.