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Geoffrey Lee Franklin
CRD#: 4233755
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Investment Adviser
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Previous Broker
MERCER GLOBAL ADVISORS INC.CRD#: 147363 100 W. MATSONFORD ROAD
SUITE 4-200
RADNOR, PA 19087
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2016 - 2017 (<1 year)2 FIRMS2018 - 2019 (<1 year)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2016 (8 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2001 - 2008 (7 years)BJ.P. MORGAN SECURITIES INC. (CRD# 15733)2000 - 2001 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2016 (3 years)IAJ. P. MORGAN SECURITIES INC. (CRD# 18718)2002 - 2004 (1 year)
License(s)

State Registrations

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Connecticut 2/26/2020

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New York 8/31/2021

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New Hampshire 2/26/2020

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Pennsylvania 11/22/2019

Current Registration(s)
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MERCER GLOBAL ADVISORS INC. (CRD#:147363)
100 W. MATSONFORD ROAD SUITE 4-200, RADNOR, PA 19087
Registered with this firm since 11/22/2019

Previous Registration(s)
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07/13/2018 - 01/04/2019 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) PARAMUS, NJ
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06/18/2018 - 01/04/2019 PRUCO SECURITIES, LLC. (CRD#:5685) PARAMUS, NJ
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11/15/2016 - 10/04/2017 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) HACKENSACK, NJ
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11/01/2016 - 10/04/2017 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Hackensack, NJ
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01/31/2013 - 11/08/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) UPPER MONTCLAIR, NJ
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10/01/2008 - 11/08/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) UPPER MONTCLAIR, NJ
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05/01/2001 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEWARK, DE
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07/17/2002 - 04/06/2004 J. P. MORGAN SECURITIES INC. (CRD#:18718) NEWARK, DE
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09/26/2000 - 05/01/2001 J.P. MORGAN SECURITIES INC. (CRD#:15733) NEW YORK, NY
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.