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Detailed Report
CASEY JON KULSHRESHTHA
CASEY JON FRASER, CASEY JOH GINGRAS, CASEY JON GINGRAS
CRD#: 4233397
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 Coldstream Park 116 S River Rd
Bldg E Fl 2 Ste 2
Bedford, NH 03110
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2000 - 2011 (11 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2000 - 2006 (5 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2008 - 2011 (3 years)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)2000 - 2004 (3 years)
License(s)

State Registrations

B
New Hampshire 8/4/2011
IA
New Hampshire 8/4/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
Coldstream Park 116 S River Rd Bldg E Fl 2 Ste 2, Bedford, NH 03110
New Boston, NH
Registered with this firm since 8/4/2011
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
Coldstream Park 116 S River Rd Bldg E Fl 2 Ste 2, Bedford, NH 03110
New Boston, NH
Registered with this firm since 8/4/2011
Previous Registration(s)
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IA
 02/01/2008 - 08/01/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BEDFORD, NH
B
 08/11/2000 - 08/01/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BEDFORD, NH
B
 08/11/2000 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
IA
 10/18/2000 - 09/23/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) BEDFORD, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.