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SHAHARAZADE ALLY KAYUME
SHAHARAZADE ALLY, SHAHARAZADE DOMINECK, SHAHARAZADE MCLEOD, ALLY SHAHARAZADE
CRD#: 4233378
IA
B
MORGAN STANLEYCRD#: 149777 250 Park Avenue South
Suite 500
Winter Park, FL 32789
Suite 500
Winter Park, FL 32789
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Alabama 1/23/2017
B
Montana 1/5/2017
B
Alaska 6/8/2021
B
Nevada 1/6/2014
B
Arizona 1/19/2017
B
New Hampshire 1/6/2017
B
Arkansas 1/5/2017
B
New Jersey 9/24/2014
B
California 1/6/2014
B
New Mexico 12/16/2016
B
Colorado 1/6/2014
B
New York 1/6/2014
B
Connecticut 9/15/2014
B
North Carolina 1/7/2014
B
Delaware 11/2/2015
B
Ohio 1/7/2014
B
District of Columbia 1/6/2014
B
Oklahoma 6/30/2015
B
Florida 12/20/2013
B
Oregon 2/10/2017
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Florida 6/3/2014
B
Pennsylvania 1/6/2014
B
Georgia 12/20/2013
B
Puerto Rico 1/23/2018
B
Hawaii 1/18/2017
B
Rhode Island 1/6/2017
B
Idaho 1/5/2017
B
South Carolina 1/6/2014
B
Illinois 1/6/2014
B
South Dakota 1/18/2017
B
Indiana 1/5/2017
B
Tennessee 1/6/2014
B
Kansas 12/22/2016
B
Texas 1/6/2014
B
Kentucky 1/6/2014
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Texas 4/8/2020
B
Louisiana 12/14/2016
B
Utah 1/6/2014
B
Maine 1/5/2017
B
Vermont 1/14/2015
B
Maryland 1/20/2017
B
Virgin Islands 2/1/2017
B
Massachusetts 1/6/2014
B
Virginia 1/13/2014
B
Michigan 1/6/2014
B
Washington 10/28/2015
B
Minnesota 1/4/2017
B
West Virginia 10/27/2017
B
Mississippi 1/12/2017
B
Wisconsin 1/13/2017
B
Missouri 3/1/2017
B
Wyoming 6/23/2021
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 6/3/2014
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Registered with this firm since 12/20/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/17/2007 - 12/13/2013 | ORLANDO, FL | |
B | 06/06/2003 - 10/10/2006 | DULUTH, GA | |
B | 03/15/2001 - 07/05/2001 | WESTLAKE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.