Individual Firm
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JOY REBECCAH CUTTER
Joy Rebeccah Griner
CRD#: 4233246
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 17 West McBee Avenue
Greenville, SC 29601
Greenville, SC 29601
0
Disclosures
15
Years of Experience
View By:
State Registrations
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Florida 3/20/2017
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North Carolina 3/21/2017
B
Georgia 3/20/2017
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South Carolina 6/10/2016
IA
Georgia 9/12/2019
IA
South Carolina 6/10/2016
SRO Registrations
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B
B
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B
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IA
Registered with this firm since 6/10/2016
B
Registered with this firm since 5/11/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/17/2002 - 05/29/2008 | GREENVILLE, SC | |
B | 05/22/2001 - 05/29/2008 | GREENVILLE, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.