Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
LEONARDO TEDESCHI
CRD#: 4232465
IA
Investment Adviser
B
Broker
BOLTON GLOBAL ASSET MANAGEMENTCRD#: 129376 55 Weston Road
Suite 301
Weston, FL 33326
BOLTON GLOBAL CAPITALCRD#: 15650 55 Weston Road
Suite 301
Weston, FL 33326
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2021 (13 years)2 FIRMS2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2008 (7 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2008 (3 years)
License(s)

State Registrations

B
California 2/9/2022
B
Georgia 2/9/2022
B
District of Columbia 2/9/2022
B
Illinois 2/9/2022
B
Florida 8/19/2021
B
Texas 2/9/2022
IA
Florida 9/7/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BOLTON GLOBAL ASSET MANAGEMENT (CRD#:129376)
55 Weston Road Suite 301, Weston, FL 33326
Registered with this firm since 9/7/2021
B
BOLTON GLOBAL CAPITAL (CRD#:15650)
55 Weston Road Suite 301, Weston, FL 33326
Registered with this firm since 8/19/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/04/2008 - 08/20/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WESTON, FL
B
 04/04/2008 - 08/20/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WESTON, FL
IA
 08/25/2004 - 04/09/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
 08/15/2000 - 04/09/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.