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LANCE TRIPLETT TOWERY
CRD#: 4232036
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 345 W WESMARK BLVD
SUMTER, SC 29150
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (7 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2008 (6 years)
License(s)

State Registrations

B
Alabama 12/3/2024

B
North Carolina 1/1/2008

B
Arkansas 8/3/2017

B
South Carolina 1/1/2008

B
Florida 4/7/2015

IA
South Carolina 1/1/2008

B
Georgia 1/10/2019

B
South Dakota 1/21/2016

B
Kentucky 9/17/2020

B
Virginia 1/1/2008

B
Massachusetts 11/14/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
345 W WESMARK BLVD, SUMTER, SC 29150
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
345 W WESMARK BLVD, SUMTER, SC 29150
Registered with this firm since 1/1/2008

Previous Registration(s)
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B
09/08/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SUMTER, SC
IA
12/04/2001 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SUMTER, SC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.