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SCOTT LEWIS STACKMAN
CRD#: 4231930
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1285 Avenue of the Americas
38th Floor
New York, NY 10019
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)BLEHMAN BROTHERS INC. (CRD# 7506)2000 - 2008 (7 years)IALEHMAN BROTHERS INC. (CRD# 7506)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alabama 3/18/2022

B
Montana 11/12/2024

B
Alaska 11/12/2024

B
Nebraska 8/13/2020

B
Arizona 9/19/2008

B
Nevada 8/22/2019

B
Arkansas 8/21/2019

B
New Hampshire 11/30/2015

B
California 9/19/2008

B
New Jersey 9/19/2008

B
Colorado 9/19/2008

B
New Mexico 11/12/2024

IA
Colorado 6/5/2023

B
New York 9/19/2008

B
Connecticut 9/19/2008

IA
New York 10/26/2021

B
Delaware 9/19/2008

B
North Carolina 2/6/2020

B
District of Columbia 8/27/2019

B
North Dakota 11/12/2024

B
Florida 9/19/2008

B
Ohio 9/19/2008

B
Georgia 8/13/2020

B
Oklahoma 8/16/2023

B
Hawaii 8/22/2019

B
Oregon 9/6/2019

B
Idaho 11/7/2023

B
Pennsylvania 9/19/2008

B
Illinois 9/19/2008

B
Puerto Rico 9/28/2021

B
Indiana 6/10/2020

B
Rhode Island 11/12/2024

B
Iowa 6/14/2023

B
South Carolina 8/6/2020

B
Kansas 8/13/2020

B
South Dakota 1/21/2020

B
Kentucky 8/21/2019

B
Tennessee 12/6/2018

B
Louisiana 2/21/2014

B
Texas 9/19/2008

B
Maine 8/13/2020

IA
Texas 9/19/2008

B
Maryland 9/19/2008

B
Utah 3/11/2020

B
Massachusetts 9/19/2008

B
Vermont 3/29/2021

B
Michigan 9/19/2008

B
Virginia 9/19/2008

IA
Michigan 11/1/2021

B
Washington 11/13/2017

B
Minnesota 8/4/2020

B
West Virginia 11/7/2023

B
Mississippi 8/13/2020

B
Wisconsin 8/3/2020

B
Missouri 4/6/2022

B
Wyoming 9/11/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 Avenue of the Americas 38th Floor, New York, NY 10019
Registered with this firm since 9/19/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 Avenue of the Americas 38th Floor, New York, NY 10019
Registered with this firm since 9/19/2008

Previous Registration(s)
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IA
05/16/2007 - 10/02/2008 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
11/16/2000 - 10/02/2008 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.