Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SEAN PATRICK SMITH
CRD#: 4231694
IA
Investment Adviser
ACCREDITED INVESTORS WEALTH MANAGEMENTCRD#: 105439 5200 WEST 73RD STREET
EDINA, MN 55439-2204
Registration History
200420062008201020122014201620182020202220242026IAACCREDITED INVESTORS WEALTH MA... (CRD# 105439)2014 - Present (11 years)IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2003 - 2005 (2 years)
License(s)

State Registrations

IA
Minnesota 1/30/2014
Current Registration(s)
IA
ACCREDITED INVESTORS WEALTH MANAGEMENT (CRD#:105439)
5200 WEST 73RD STREET, EDINA, MN 55439-2204
Registered with this firm since 1/30/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/28/2003 - 12/01/2005 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.