Individual Firm
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MICHAEL WILLIAM GREEN
CRD#: 4231598
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 POST OAK PARKWAY
20TH FLOOR
HOUSTON, TX 77027
20TH FLOOR
HOUSTON, TX 77027
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Alabama 8/8/2022
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Nevada 11/16/2015
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Arizona 11/16/2015
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New Jersey 1/3/2022
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Arkansas 11/16/2015
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New Mexico 11/16/2015
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California 11/16/2015
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New York 11/16/2015
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Colorado 6/15/2021
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North Carolina 1/3/2022
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Florida 1/11/2022
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Ohio 10/29/2024
B
Georgia 3/11/2021
B
Oklahoma 9/11/2019
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Illinois 11/16/2015
B
Pennsylvania 8/23/2023
B
Indiana 12/8/2023
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South Carolina 2/16/2023
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Iowa 1/3/2022
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South Dakota 5/24/2021
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Kansas 11/16/2015
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Tennessee 1/3/2022
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Kentucky 5/6/2019
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Texas 11/16/2015
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Louisiana 11/16/2015
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Texas 11/16/2015
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Massachusetts 8/10/2017
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Virginia 1/14/2025
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Michigan 10/3/2023
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Washington 11/16/2015
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Montana 7/28/2017
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Wyoming 1/3/2022
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Nebraska 1/3/2022
SRO Registrations
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IA
Registered with this firm since 11/16/2015
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Registered with this firm since 11/16/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/17/2003 - 12/16/2015 | HOUSTON, TX | |
B | 01/17/2003 - 12/16/2015 | HOUSTON, TX | |
IA | 11/06/2000 - 01/17/2003 | DALLAS, TX | |
B | 10/09/2000 - 01/17/2003 | JERSEY CITY, NJ |
JERSEY CITY, NJ
10/09/2000 - 01/17/2003
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.