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JACOB LEE FLACH
Jacob Flach
CRD#: 4231086
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2017 (12 years)2 FIRMS2017 - Present (7 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2001 - 2004 (3 years)
License(s)

State Registrations

B
Alabama 6/26/2018

B
New Jersey 6/12/2020

B
Alaska 8/6/2024

B
New Mexico 3/16/2021

B
Arizona 10/6/2017

B
New York 1/4/2018

B
Arkansas 2/22/2023

B
North Carolina 12/6/2017

B
California 1/4/2018

B
North Dakota 7/4/2024

B
Colorado 1/4/2018

B
Ohio 1/4/2018

B
Connecticut 6/15/2022

B
Oklahoma 1/4/2018

B
Delaware 4/6/2020

B
Oregon 1/4/2018

B
District of Columbia 9/29/2021

B
Pennsylvania 1/4/2018

B
Florida 7/28/2017

B
Puerto Rico 8/16/2022

B
Georgia 1/4/2018

B
Rhode Island 5/16/2019

B
Hawaii 1/4/2018

B
South Carolina 1/4/2018

B
Idaho 1/12/2021

B
South Dakota 1/4/2018

B
Iowa 4/11/2019

B
Tennessee 1/4/2018

B
Kansas 1/4/2018

B
Texas 7/28/2017

B
Louisiana 5/21/2020

IA
Texas 7/28/2017

B
Maryland 1/4/2018

B
Utah 1/4/2018

B
Massachusetts 1/4/2018

B
Virginia 1/4/2018

B
Missouri 1/4/2018

B
Washington 12/21/2017

B
Montana 11/4/2024

B
Wisconsin 3/28/2023

B
New Hampshire 1/4/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 7/28/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 7/28/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/19/2004 - 08/01/2017 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
B
11/19/2004 - 08/01/2017 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
B
02/27/2001 - 11/19/2004 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.