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Wendy Lee Adkins
WENDY PEEBLES, WENDY LEE STROUP, WENDY WELDON
CRD#: 4230604
IA
B
EDWARD JONESCRD#: 250 603 WHITE HILLS DR
SUITE B
ROCKWALL, TX 75087-5520
SUITE B
ROCKWALL, TX 75087-5520
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Arizona 3/21/2014
B
Montana 7/2/2024
B
Arkansas 4/11/2016
B
New Hampshire 7/13/2015
B
California 3/21/2014
B
New Mexico 3/21/2014
B
Connecticut 12/19/2023
B
North Carolina 7/23/2018
B
Florida 1/5/2021
B
Oklahoma 3/21/2014
B
Georgia 1/5/2021
B
Pennsylvania 10/15/2024
B
Illinois 3/21/2014
B
Texas 3/21/2014
B
Kansas 3/21/2014
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Texas 1/10/2025
B
Massachusetts 5/15/2023
B
Washington 5/14/2024
B
Minnesota 1/6/2020
B
Wisconsin 5/15/2023
B
Missouri 3/21/2014
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 1/10/2025
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Registered with this firm since 12/19/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/21/2014 - 12/31/2024 | ST. LOUIS, MO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.