Individual Firm
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CINDY H ENGLE
XINHUI HUANG, Cindy Huang
CRD#: 4228676
IA
B
MORGAN STANLEYCRD#: 149777 4890 West Kennedy Boulevard Suite 700
Tampa, FL 33609
Tampa, FL 33609
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Alabama 1/25/2019
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Montana 2/25/2021
B
Arizona 1/25/2019
B
Nebraska 7/9/2024
B
Arkansas 7/9/2024
B
Nevada 1/25/2019
B
California 1/25/2019
B
New Hampshire 7/9/2024
B
Colorado 1/25/2019
B
New Jersey 1/25/2019
B
Connecticut 1/25/2019
B
New Mexico 1/25/2019
B
Delaware 1/25/2019
B
New York 1/25/2019
B
District of Columbia 1/25/2019
B
North Carolina 1/25/2019
B
Florida 1/9/2019
B
Ohio 1/25/2019
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Florida 10/21/2020
B
Oklahoma 1/18/2023
B
Georgia 1/9/2019
B
Oregon 7/9/2024
B
Hawaii 7/9/2024
B
Pennsylvania 1/25/2019
B
Idaho 8/27/2021
B
Rhode Island 1/25/2019
B
Illinois 1/25/2019
B
South Carolina 1/25/2019
B
Indiana 1/25/2019
B
Tennessee 1/25/2019
B
Kansas 4/10/2024
B
Texas 1/25/2019
B
Kentucky 7/9/2024
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Texas 10/20/2020
B
Louisiana 4/8/2022
B
Utah 1/25/2019
B
Maine 7/9/2024
B
Vermont 1/25/2019
B
Maryland 1/25/2019
B
Virgin Islands 7/9/2024
B
Massachusetts 1/25/2019
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Virginia 1/25/2019
B
Michigan 1/25/2019
B
Washington 1/25/2019
B
Minnesota 1/25/2019
B
West Virginia 1/25/2019
B
Mississippi 1/25/2019
B
Wisconsin 1/25/2019
B
Missouri 7/9/2024
B
Wyoming 6/5/2023
SRO Registrations
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IA
Registered with this firm since 10/20/2020
B
Registered with this firm since 1/9/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/17/2016 - 01/08/2019 | PALM HARBOR, FL | |
B | 09/13/2006 - 06/02/2016 | TAMPA, FL | |
IA | 10/28/2004 - 09/06/2006 | FRESH MEADOWS, NY | |
B | 10/28/2004 - 09/06/2006 | FRESH MEADOWS, NY | |
B | 08/24/2004 - 10/11/2004 | SPRINGFIELD, MA | |
B | 08/24/2004 - 10/11/2004 | NEW YORK, NY | |
B | 02/24/2004 - 04/28/2004 | NEWARK, NJ | |
B | 08/09/2000 - 01/05/2004 | FLUSHING, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.