Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JEFFREY TODD DUNN
JEFFERY TODD DUNN
CRD#: 4228631
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 29
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 ATLANTA, GA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2019 - 2021 (1 year)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2000 - Present (24 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2006 - 2016 (10 years)
License(s)

State Registrations

B
California 8/10/2018
IA
Georgia 9/29/2016
B
Florida 9/15/2000
B
Tennessee 8/10/2018
B
Georgia 1/29/2007

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 29, ATLANTA, GA 30308
Registered with this firm since 9/29/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
ATLANTA, GA
303 PEACHTREE ST, NE FL 2, 3, 29, 30, 31 & 33, ATLANTA, GA 30308
Registered with this firm since 9/14/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/10/2019 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 12/09/2019 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 05/11/2006 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.