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GORDON E BARNES III
GORDON E BARNES
CRD#: 4228565
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 200 ENDICOTT STREET
DANVERS, MA 01923
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 200 ENDICOTT STREET
DANVERS, MA 01923
Registration History
200420062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2004 - Present (20 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2007 - 2018 (10 years)
License(s)

State Registrations

B
Arizona 3/4/2022

B
New Hampshire 4/29/2004

B
California 8/10/2017

B
New Jersey 12/14/2020

B
Colorado 4/12/2016

B
New York 4/29/2004

B
Connecticut 4/29/2004

B
North Carolina 9/19/2019

B
District of Columbia 9/19/2013

B
Ohio 3/25/2023

B
Florida 4/29/2004

B
Pennsylvania 9/19/2019

B
Georgia 4/9/2021

B
South Carolina 6/5/2018

B
Illinois 1/5/2016

B
Tennessee 1/7/2022

B
Indiana 4/9/2021

B
Texas 1/5/2016

B
Maine 4/29/2004

IA
Texas 7/13/2018

B
Maryland 1/5/2016

B
Utah 11/25/2020

B
Massachusetts 4/20/2004

B
Vermont 1/4/2025

IA
Massachusetts 7/13/2018

B
Virginia 11/21/2017

B
Michigan 1/4/2025

B
Washington 1/5/2016

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
200 ENDICOTT STREET, DANVERS, MA 01923
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
200 ENDICOTT STREET, DANVERS, MA 01923
DANVERS, MA
Registered with this firm since 3/2/2004

Previous Registration(s)
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IA
09/12/2007 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) DANVERS, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.