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JOHN DAVID CARTWRIGHT
CRD#: 42283
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Investment Adviser
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Previous Broker
CLG LLCCRD#: 282605 4821 E 2ND STREET
LONG BEACH, CA 90803
Registration History
19651970197519801985199019952000200520102015202020252 FIRMS2019 - 2023 (4 years)IACLG LLC (CRD# 282605)2017 - Present (8 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2024 - 2024 (<1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)1983 - 2019 (36 years)BFSC SECURITIES CORPORATION (CRD# 7461)1981 - 1983 (1 year)BINDEPENDENT FINANCIAL PLANNERS... (CRD# 653)1974 - 1981 (7 years)BINDEPENDENT SECURITIES CORPORATION (CRD# 262)1965 - 1973 (8 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - 2023 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)1997 - 2019 (22 years)
License(s)

State Registrations

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California 2/16/2017

Current Registration(s)
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CLG LLC (CRD#:282605)
4821 E 2ND STREET, LONG BEACH, CA 90803
Registered with this firm since 2/16/2017

Previous Registration(s)
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01/02/2024 - 12/31/2024 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Long Beach, CA
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06/29/2023 - 12/31/2023 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) LONG BEACH, CA
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09/13/2019 - 12/31/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) LONG BEACH, CA
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09/12/2019 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) LONG BEACH, CA
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07/08/1997 - 09/12/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) LONG BEACH, CA
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07/19/1983 - 09/12/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) LONG BEACH, CA
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09/24/1981 - 07/07/1983 FSC SECURITIES CORPORATION (CRD#:7461)
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04/01/1974 - 07/12/1981 INDEPENDENT FINANCIAL PLANNERS CORPORATION (CRD#:653)
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02/19/1965 - 08/11/1973 INDEPENDENT SECURITIES CORPORATION (CRD#:262)
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.