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CHRISTOPHER MICHAEL ZEHNER
Chris Zehner
CRD#: 4228224
IA
B
HBKS WEALTH ADVISORSCRD#: 112139 235 WEST 6TH STREET
ERIE, PA 16507
ERIE, PA 16507
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 235 WEST 6TH STREET
ERIE, PA 16507
ERIE, PA 16507
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 1/2/2009
B
North Carolina 1/2/2020
B
California 1/2/2009
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North Carolina 3/16/2023
B
Colorado 1/11/2022
B
Ohio 1/2/2009
B
Florida 1/2/2009
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Ohio 3/16/2023
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Florida 4/10/2023
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Pennsylvania 9/12/2001
B
Georgia 11/12/2021
B
Pennsylvania 1/2/2009
B
Illinois 10/13/2022
B
South Carolina 1/2/2009
B
Indiana 11/20/2013
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South Carolina 3/6/2024
B
Nevada 7/7/2016
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Texas 10/13/2005
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New Hampshire 3/16/2023
B
Virginia 10/13/2022
B
New York 10/13/2022
B
West Virginia 1/4/2017
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New York 11/2/2023
SRO Registrations
B
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Registered with this firm since 9/12/2001
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Registered with this firm since 1/2/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/30/2005 - 01/05/2009 | ERIE, PA | |
B | 08/08/2001 - 10/05/2005 | COLUMBUS, OH | |
B | 01/30/2001 - 08/09/2001 | SCOTTSDALE, AZ | |
B | 08/10/2000 - 01/30/2001 | MINNEAPOLIS, MN | |
B | 08/10/2000 - 01/30/2001 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.