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SCOTT S WEBB
CRD#: 4227092
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 3704 OAKWOOD HILLS PKWY
1ST FLOOR
EAU CLAIRE, WI 54701
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BRBC CAPITAL MARKETS CORPORATION (CRD# 31194)2000 - 2008 (7 years)IARBC CAPITAL MARKETS CORPORATION (CRD# 31194)2002 - 2008 (6 years)
Disclosure(s)
View By:
10/6/2020
Customer Dispute
Denied
6/11/2009
Customer Dispute
Denied
License(s)

State Registrations

IA
Alabama 10/16/2009

B
Missouri 6/6/2011

B
Alabama 7/12/2022

B
Montana 9/20/2022

B
Alaska 5/10/2022

B
Nevada 1/28/2015

B
Arizona 1/12/2012

B
New Jersey 2/7/2025

B
Arkansas 8/11/2022

B
New Mexico 1/12/2012

B
California 10/16/2009

B
New York 10/16/2009

B
Colorado 1/19/2017

B
North Carolina 10/16/2009

B
Connecticut 2/7/2025

IA
North Carolina 10/16/2009

B
Delaware 7/13/2022

B
Ohio 8/13/2019

B
Florida 10/23/2009

B
Oklahoma 2/4/2020

B
Georgia 10/16/2009

B
Oregon 6/17/2020

B
Hawaii 12/1/2022

B
Pennsylvania 7/13/2022

B
Idaho 7/17/2023

B
South Carolina 11/15/2017

B
Illinois 1/12/2012

B
South Dakota 10/16/2009

B
Indiana 10/16/2009

B
Tennessee 7/13/2022

B
Iowa 10/16/2009

B
Texas 10/16/2009

B
Kansas 1/22/2010

IA
Texas 12/18/2017

B
Kentucky 7/18/2022

B
Utah 10/8/2021

B
Louisiana 3/1/2018

B
Virginia 7/13/2022

B
Maryland 1/12/2012

B
Washington 1/22/2013

B
Massachusetts 2/4/2020

B
Wisconsin 10/16/2009

B
Michigan 8/31/2011

IA
Wisconsin 10/16/2009

B
Minnesota 10/16/2009

B
Wyoming 1/22/2013

B
Mississippi 7/14/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3704 OAKWOOD HILLS PKWY 1ST FLOOR, EAU CLAIRE, WI 54701
Registered with this firm since 10/16/2009

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3704 OAKWOOD HILLS PKWY 1ST FLOOR, EAU CLAIRE, WI 54701
Registered with this firm since 10/16/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/29/2008 - 10/16/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) EAU CLAIRE, WI
B
02/29/2008 - 10/16/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) EAU CLAIRE, WI
IA
01/18/2002 - 03/20/2008 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) EAU CLAIRE, WI
B
09/01/2000 - 03/20/2008 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) EAU CLAIRE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.