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Detailed Report
MATTHEW AARON HAAS
CRD#: 4225759
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 LOUISVILLE, KY
Registration History
20002002200420062008201020122014201620182020202220242026IAADVICE AND PLANNING SERVICES (CRD# 20472)2007 - Present (17 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2004 - Present (20 years)BTEACHERS PERSONAL INVESTORS SE... (CRD# 36130)2002 - 2004 (1 year)BTOUCHSTONE SECURITIES, INC. (CRD# 1526)2000 - 2002 (2 years)
License(s)

State Registrations

B
Kentucky 8/26/2004
IA
Kentucky 8/3/2007

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
LOUISVILLE, KY
Registered with this firm since 8/3/2007
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
LOUISVILLE, KY
Registered with this firm since 8/26/2004
Previous Registration(s)
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B
 09/09/2002 - 08/25/2004 TEACHERS PERSONAL INVESTORS SERVICES, INC. (CRD#:36130) NEW YORK, NY
B
 08/31/2000 - 08/21/2002 TOUCHSTONE SECURITIES, INC. (CRD#:1526) CINCINNATI, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.