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DARCY RAE YOCUM
DARCY RAE HANSEN, DARCY RAE HOBELMAN
CRD#: 4223696
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 6355 S 56th St
LINCOLN, NE 68516
LINCOLN, NE 68516
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 6355 S 56TH ST
LINCOLN, NE 68516
LINCOLN, NE 68516
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10/2/2012
Customer Dispute
Settled
State Registrations
B
Arkansas 12/17/2008
B
Maryland 9/9/2014
B
California 2/27/2008
B
Minnesota 5/1/2009
B
Colorado 8/10/2004
B
Missouri 12/2/2013
B
Illinois 4/27/2020
B
Nebraska 3/18/2004
B
Iowa 3/18/2004
IA
Nebraska 11/1/2021
IA
Iowa 11/1/2021
B
Washington 3/5/2024
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 3/18/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2004 - 11/01/2021 | Council Bluffs, IA | |
IA | 05/22/2002 - 03/23/2004 | OMAHA, NE | |
B | 11/26/2001 - 03/23/2004 | SAN FRANCISCO, CA | |
B | 07/17/2001 - 10/19/2001 | ST. PETERSBURG, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.