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Detailed Report
NATHAN ALAN PIKE
NATE PIKE, NATHAN PIKE
CRD#: 4222680
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 600 E TAYLOR ST STE 1000
SHERMAN, TX 75090
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2015 - Present (10 years)IAAMERICAN SECURITIES GROUP, INC. (CRD# 43730)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 11/1/2018
B
Nebraska 5/8/2015
B
Arkansas 5/8/2015
B
New Jersey 7/30/2020
B
California 5/8/2015
B
New Mexico 5/8/2015
B
Colorado 5/8/2015
B
North Carolina 5/19/2021
B
Delaware 8/22/2023
B
North Dakota 12/14/2018
B
District of Columbia 11/28/2023
B
Ohio 7/7/2023
B
Florida 5/8/2015
B
Oklahoma 5/8/2015
B
Georgia 5/8/2015
B
Pennsylvania 5/8/2015
B
Indiana 5/8/2015
B
Rhode Island 11/14/2024
B
Iowa 2/18/2020
B
Tennessee 4/29/2022
B
Kansas 5/8/2015
B
Texas 2/20/2015
B
Kentucky 4/27/2022
IA
Texas 2/20/2015
B
Louisiana 5/8/2015
B
Virginia 7/8/2019
B
Massachusetts 5/8/2015
B
Washington 5/8/2015
B
Michigan 5/8/2015
B
West Virginia 11/1/2023
B
Minnesota 11/1/2023
B
Wisconsin 5/8/2015
B
Missouri 2/2/2015
B
Wyoming 10/19/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
600 E TAYLOR ST STE 1000, SHERMAN, TX 75090
6657 VIRGINIA PKWY, STE 200 [OFFICE OF CONVENIENCE], MCKINNEY, TX 75071
Registered with this firm since 2/20/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
600 E TAYLOR ST STE 1000, SHERMAN, TX 75090
6657 VIRGINIA PKWY, STE 200 [OFFICE OF CONVENIENCE], MCKINNEY, TX 75071
Registered with this firm since 1/30/2015
Previous Registration(s)
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B
 03/17/2006 - 06/29/2007 AMERICAN SECURITIES GROUP, INC. (CRD#:43730) DALLAS, TX
IA
 08/03/2006 - 06/18/2007 TRUE NORTH ADVISORS, LLC (CRD#:116048) DALLAS, TX
IA
 05/30/2006 - 11/01/2006 AMERICAN SECURITIES GROUP, INC. (CRD#:43730) DALLAS, TX
IA
 12/06/2004 - 11/30/2005 EDWARD JONES (CRD#:250) DALLAS, TX
B
 12/06/2004 - 11/30/2005 EDWARD JONES (CRD#:250) DALLAS, TX
IA
 08/01/2003 - 11/24/2004 AXA ADVISORS, LLC (CRD#:6627) DALLAS, TX
B
 08/01/2003 - 11/24/2004 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.