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Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2017 (6 years)2 FIRMS2017 - Present (7 years)BARVEST ASSET MANAGEMENT (CRD# 42057)2004 - 2010 (5 years)BEDWARD JONES (CRD# 250)2004 - 2004 (<1 year)BINVESTMENT PROFESSIONALS, INC. (CRD# 30184)2003 - 2004 (<1 year)BEDWARD JONES (CRD# 250)2000 - 2003 (3 years)IAARVEST ASSET MANAGEMENT (CRD# 42057)2005 - 2010 (5 years)
Disclosure(s)
View By:
2/6/2017
Employment Separation After Allegations
5/7/2009
Customer Dispute
Settled
11/13/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Oklahoma 2/10/2017

B
Texas 2/15/2017

IA
Oklahoma 2/10/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ST. BERNARD FINANCIAL SERVICES, INC. (CRD#:36956)
Broken Arrow, OK
Broken Arrow, OK
Registered with this firm since 2/10/2017

B
ST. BERNARD FINANCIAL SERVICES, INC. (CRD#:36956)
Broken Arrow, OK
Broken Arrow, OK
Registered with this firm since 2/7/2017

Previous Registration(s)
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IA
09/27/2010 - 02/22/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) TULSA, OK
B
09/24/2010 - 02/22/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) TULSA, OK
IA
01/19/2005 - 06/15/2010 ARVEST ASSET MANAGEMENT (CRD#:42057) TULSA, OK
B
09/20/2004 - 06/15/2010 ARVEST ASSET MANAGEMENT (CRD#:42057) TULSA, OK
B
01/06/2004 - 09/01/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
12/02/2003 - 01/05/2004 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
B
08/29/2000 - 12/03/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.