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ROBERT BRAND FISCHER
CRD#: 4221955
IA
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 20 Montchanin Road
Suite 120
Greenville, DE 19807
Suite 120
Greenville, DE 19807
0
Disclosures
24
Years of Experience
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State Registrations
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Alabama 10/22/2021
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Montana 10/16/2019
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Arizona 5/16/2013
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Nevada 2/10/2022
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California 5/16/2013
B
New Hampshire 12/9/2021
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California 6/10/2013
B
New Jersey 5/16/2013
B
Colorado 3/7/2014
IA
New Jersey 6/14/2013
B
Connecticut 5/16/2013
B
New York 5/16/2013
B
Delaware 5/16/2013
B
North Carolina 5/16/2013
IA
Delaware 5/16/2013
B
Ohio 5/16/2013
B
District of Columbia 6/13/2024
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Ohio 6/25/2013
B
Florida 5/16/2013
B
Oregon 5/16/2013
B
Georgia 5/16/2013
B
Pennsylvania 5/16/2013
B
Idaho 3/14/2014
B
Rhode Island 6/24/2014
B
Illinois 2/9/2022
B
South Carolina 5/16/2013
B
Indiana 8/14/2020
B
Tennessee 2/10/2023
B
Louisiana 10/30/2014
B
Texas 5/16/2013
B
Maine 1/6/2022
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Texas 8/19/2013
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Maryland 5/16/2013
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Utah 5/16/2013
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Maryland 9/22/2020
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Vermont 1/27/2022
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Massachusetts 11/19/2021
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Virginia 5/16/2013
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Michigan 5/16/2013
B
West Virginia 9/22/2020
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Minnesota 10/1/2013
SRO Registrations
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IA
Registered with this firm since 5/16/2013
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Registered with this firm since 5/16/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 06/13/2013 | WILMINGTON, DE | |
B | 06/01/2009 - 06/13/2013 | WILMINGTON, DE | |
IA | 02/21/2006 - 06/01/2009 | GREENVILLE, DE | |
B | 02/21/2006 - 06/01/2009 | GREENVILLE, DE | |
IA | 07/09/2001 - 02/21/2006 | GREENVILLE, DE | |
B | 12/22/2000 - 02/21/2006 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.