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Detailed Report
PHILIP JOHN DELIA
PHILIP JOHN D'ELIA
CRD#: 4221682
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 310 DOVE RUN CENTER BLVD
MIDDLETOWN, DE 19709
Registration History
2002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2018 - Present (6 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - Present (10 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2001 - 2011 (9 years)
Disclosure(s)
View By:
5/28/2009
Judgment / Lien
License(s)

State Registrations

B
Delaware 3/29/2016
B
New Jersey 3/28/2016
IA
Delaware 9/4/2018
B
North Carolina 4/12/2021
B
Florida 2/19/2020
B
Pennsylvania 6/13/2014
B
Maryland 1/22/2020
B
Virginia 10/6/2015

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
310 DOVE RUN CENTER BLVD, MIDDLETOWN, DE 19709
Registered with this firm since 9/4/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
310 DOVE RUN CENTER BLVD, MIDDLETOWN, DE 19709
Registered with this firm since 6/4/2014
Previous Registration(s)
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B
 12/18/2001 - 04/20/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.