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Detailed Report
TORVA LARSON SMITH
TORVA CHRISTIANA LARSON
CRD#: 4221599
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 380 KNOLLWOOD ST
WINSTON SALEM, NC 27103
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2009 (8 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 10/23/2009
B
Montana 8/11/2021
B
Arizona 7/1/2021
B
Nevada 7/9/2024
B
Arkansas 2/14/2025
B
New Hampshire 1/26/2017
B
California 10/23/2009
B
New Jersey 1/19/2012
B
Colorado 1/19/2012
B
New Mexico 1/16/2024
B
Connecticut 1/26/2017
B
New York 1/19/2012
B
Delaware 11/9/2020
B
North Carolina 10/23/2009
B
District of Columbia 1/16/2024
IA
North Carolina 10/23/2009
B
Florida 10/23/2009
B
Ohio 10/23/2009
B
Georgia 10/23/2009
B
Oklahoma 8/11/2021
B
Hawaii 2/14/2025
B
Oregon 7/7/2023
B
Idaho 5/10/2024
B
Pennsylvania 10/23/2009
B
Illinois 1/15/2013
B
Puerto Rico 8/11/2021
B
Indiana 1/19/2012
B
Rhode Island 5/2/2022
B
Iowa 1/16/2024
B
South Carolina 10/23/2009
B
Kansas 2/14/2025
B
Tennessee 1/19/2012
B
Kentucky 2/14/2025
B
Texas 10/23/2009
B
Louisiana 1/16/2024
IA
Texas 2/15/2013
B
Maryland 10/23/2009
B
Utah 2/14/2025
B
Massachusetts 3/9/2020
B
Virginia 10/23/2009
B
Michigan 1/19/2012
B
Washington 1/26/2017
B
Minnesota 1/16/2024
B
West Virginia 2/16/2012
B
Mississippi 2/17/2025
B
Wisconsin 10/23/2009
B
Missouri 2/14/2025

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
380 KNOLLWOOD ST, WINSTON SALEM, NC 27103
Registered with this firm since 10/23/2009
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
380 KNOLLWOOD ST, WINSTON SALEM, NC 27103
Registered with this firm since 10/23/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/09/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WINSTON-SALEM, NC
B
 09/18/2001 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WINSTON-SALEM, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.