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Tiffany Ramos
TIFFANY M PHILIP, TIFFANY MAHAEDI PHILIP, Tiffany Mahaedi Ramos
CRD#: 4221169
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2 PICKWICK PLZ
GREENWICH, CT 06830
GREENWICH, CT 06830
0
Disclosures
20
Years of Experience
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State Registrations
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Alabama 12/10/2024
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Mississippi 12/10/2024
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Arizona 12/10/2024
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Nevada 12/10/2024
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Arkansas 12/10/2024
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New Hampshire 12/10/2024
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California 12/10/2024
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New Jersey 12/10/2024
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Colorado 12/10/2024
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New York 12/10/2024
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Connecticut 3/30/2022
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North Carolina 12/10/2024
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Connecticut 12/10/2024
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Ohio 12/10/2024
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Delaware 12/10/2024
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Oklahoma 12/10/2024
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District of Columbia 12/10/2024
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Oregon 12/10/2024
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Florida 12/10/2024
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Pennsylvania 12/10/2024
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Georgia 12/10/2024
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Rhode Island 12/10/2024
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Idaho 12/10/2024
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South Carolina 12/10/2024
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Illinois 12/10/2024
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South Dakota 12/10/2024
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Indiana 12/10/2024
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Tennessee 12/10/2024
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Iowa 12/10/2024
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Texas 12/10/2024
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Kansas 12/10/2024
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Texas 1/2/2025
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Kentucky 12/10/2024
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Utah 12/10/2024
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Louisiana 12/10/2024
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Vermont 12/10/2024
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Maine 12/10/2024
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Virgin Islands 12/10/2024
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Maryland 12/10/2024
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Virginia 12/10/2024
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Massachusetts 12/10/2024
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Washington 12/10/2024
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Michigan 12/10/2024
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Wyoming 12/10/2024
SRO Registrations
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Registered with this firm since 12/10/2024
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Registered with this firm since 7/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/06/2018 - 07/09/2019 | WHITE PLAINS, NY | |
B | 10/12/2016 - 06/28/2018 | YONKERS, NY | |
B | 10/22/2015 - 09/21/2016 | WHITE PLAINS, NY | |
B | 10/01/2012 - 12/31/2013 | ELMSFORD, NY | |
B | 04/07/2008 - 10/01/2012 | ELMSFORD, NY | |
B | 05/22/2006 - 08/21/2006 | HARTSDALE, NY | |
B | 05/01/2002 - 09/09/2005 | IRVINE, CA | |
B | 01/28/2002 - 05/01/2002 | BROOKLYN, NY | |
B | 10/02/2001 - 01/18/2002 | NEW YORK, NY | |
B | 08/15/2000 - 08/06/2001 | SPRINGFIELD, MA | |
B | 08/15/2000 - 08/06/2001 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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