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Detailed Report
LEON SILVESTRE
LEONARD SILVESTRE
CRD#: 4217204
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1600 HWY 35
[SUPPORT CENTER]
OAKHURST, NJ 07755
Registration History
20082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BSANTANDER SECURITIES LLC (CRD# 41791)2016 - 2022 (5 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 8/23/2023
B
Nevada 5/17/2023
B
Arizona 5/22/2023
B
New Hampshire 5/17/2023
B
California 7/13/2022
B
New Jersey 3/21/2022
B
Colorado 5/17/2023
IA
New Jersey 6/20/2022
B
Connecticut 5/17/2023
B
New York 7/13/2022
B
Delaware 5/17/2023
B
North Carolina 7/13/2022
B
Florida 7/13/2022
B
Oregon 5/29/2024
B
Georgia 5/17/2023
B
Pennsylvania 7/13/2022
B
Hawaii 3/28/2024
B
Rhode Island 8/23/2023
B
Illinois 7/13/2022
B
South Carolina 7/13/2022
B
Kansas 3/26/2024
B
South Dakota 2/8/2024
B
Kentucky 3/26/2024
B
Tennessee 7/13/2022
B
Maine 8/23/2023
B
Texas 5/17/2023
B
Maryland 8/23/2023
IA
Texas 5/17/2023
B
Massachusetts 5/17/2023
B
Utah 8/31/2023
B
Michigan 7/13/2022
B
Vermont 8/23/2023
B
Minnesota 5/17/2023
B
Virginia 7/13/2022
B
Missouri 12/1/2022
B
Washington 8/23/2023
B
Montana 8/23/2023
B
West Virginia 5/17/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1600 HWY 35 [SUPPORT CENTER], OAKHURST, NJ 07755
Registered with this firm since 6/20/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1600 HWY 35 [SUPPORT CENTER], OAKHURST, NJ 07755
Registered with this firm since 3/21/2022
Previous Registration(s)
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B
 11/17/2016 - 03/08/2022 SANTANDER SECURITIES LLC (CRD#:41791) West Windsor, NJ
B
 08/14/2007 - 06/12/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BAYVILLE, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.