• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NEIL EDWARD SINGAL
CRD#: 4216677
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
20002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - Present (20 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - Present (24 years)
License(s)

State Registrations

B
Arizona 1/5/2010

B
New Hampshire 12/2/2020

B
California 7/13/2004

B
New Jersey 11/4/2005

IA
California 3/27/2018

B
New York 3/5/2002

B
Florida 3/5/2002

B
North Carolina 7/31/2009

B
Illinois 5/8/2002

B
Ohio 9/17/2004

B
Indiana 5/8/2002

IA
Ohio 9/21/2004

B
Maryland 3/20/2007

B
Oregon 8/27/2018

B
Massachusetts 10/16/2024

B
Pennsylvania 9/30/2014

B
Michigan 9/5/2000

B
South Carolina 12/21/2022

IA
Michigan 5/11/2010

B
Texas 6/16/2010

B
Minnesota 8/12/2019

IA
Texas 6/16/2010

B
Missouri 2/14/2024

B
Virginia 9/30/2014

B
Montana 9/30/2014

B
Washington 7/21/2023

B
Nevada 9/30/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
2049 CENTURY PARK E, LOS ANGELES, CA 90067
Registered with this firm since 9/21/2004

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
2049 CENTURY PARK E, LOS ANGELES, CA 90067
Registered with this firm since 7/25/2000

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.