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Detailed Report
STEVEN JOHN SYNOWICKI
STEVE JOHN SYNOWICKI
CRD#: 4216303
IA
Investment Adviser
B
Broker
CWM, LLCCRD#: 155344 14600 BRANCH ST.
OMAHA, NE 68154
CETERA ADVISOR NETWORKS LLCCRD#: 13572 14600 BRANCH STREET
OMAHA, NE 68154
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - 2014 (3 years)IACWM, LLC (CRD# 155344)2016 - Present (8 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - 2017 (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2002 - 2006 (4 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2004 - 2006 (2 years)
License(s)

State Registrations

IA
Nebraska 8/22/2016
B
Nebraska 1/24/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
14600 BRANCH ST., OMAHA, NE 68154
Registered with this firm since 8/22/2016
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
14600 BRANCH STREET, OMAHA, NE 68154
Registered with this firm since 1/17/2017
Previous Registration(s)
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B
 08/26/2016 - 01/19/2017 LPL FINANCIAL LLC (CRD#:6413) OMAHA, NE
IA
 02/18/2011 - 09/04/2014 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LA VISTA, NE
B
 02/14/2011 - 09/04/2014 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
IA
 07/14/2006 - 02/11/2011 QA3 FINANCIAL LLC (CRD#:104957) OMAHA, NE
B
 07/12/2006 - 02/11/2011 QA3 FINANCIAL CORP. (CRD#:14754) OMAHA, NE
IA
 04/16/2004 - 07/05/2006 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OMAHA, NE
B
 03/01/2002 - 07/05/2006 SECURITIES AMERICA, INC. (CRD#:10205) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.