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Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (<1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2012 (6 years)2 FIRMS2012 - Present (12 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2001 - 2005 (4 years)IABANC ONE SECURITIES CORPORATION (CRD# 16999)2002 - 2005 (2 years)
Disclosure(s)
View By:
9/10/2013
Customer Dispute
Denied
4/25/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/24/2024

B
North Carolina 5/6/2013

B
Arizona 10/1/2012

B
Ohio 10/8/2020

B
Arkansas 10/1/2012

B
Oregon 2/10/2014

B
California 10/1/2012

B
Tennessee 5/11/2015

IA
California 10/1/2012

B
Texas 7/26/2013

B
Colorado 8/14/2014

IA
Texas 9/20/2013

B
Florida 4/12/2016

B
Virginia 7/10/2019

B
Illinois 10/1/2012

B
Washington 10/1/2012

B
Iowa 8/28/2013

B
Wisconsin 10/1/2012

B
Nevada 8/18/2020

B
Wyoming 6/6/2019

B
New York 5/2/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3978 BARRANCA PARKWAY, IRVINE, CA 92606
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3978 BARRANCA PARKWAY, IRVINE, CA 92606
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/16/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) IRVINE, CA
B
11/16/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) IRVINE, CA
IA
07/06/2005 - 07/11/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
07/06/2005 - 07/11/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
IA
09/25/2002 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) HIGHLAND PARK, IL
B
05/23/2001 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
07/28/2000 - 02/05/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/28/2000 - 02/05/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.