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TRACIE LYNN BAIZ
TRACIE LYNN BAIZ-ADAMS, TRACIE LYNN MCCRUM, TRACIE LYNN ROGERS, TRACIE LYNN SEAL
CRD#: 4216172
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1010 HURLEY WAY STE 195
SACRAMENTO, CA 95825
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2024 (11 years)2 FIRMS2024 - Present (<1 year)BSIGMA FINANCIAL CORPORATION (CRD# 14303)2000 - 2010 (9 years)IASPC (CRD# 110692)2004 - 2010 (6 years)
License(s)

State Registrations

B
Arizona 6/14/2024

B
Michigan 6/14/2024

B
California 6/14/2024

B
Nevada 6/14/2024

IA
California 6/14/2024

B
Ohio 6/14/2024

B
Colorado 6/14/2024

B
Oregon 6/14/2024

B
Florida 1/6/2025

B
Washington 6/14/2024

B
Idaho 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1010 HURLEY WAY STE 195, SACRAMENTO, CA 95825
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
1010 HURLEY WAY STE 195, SACRAMENTO, CA 95825
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/21/2013 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) SACRAMENTO, CA
B
05/21/2013 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) SACRAMENTO, CA
IA
04/14/2011 - 05/29/2013 LPL FINANCIAL LLC (CRD#:6413) CAPITOLA, CA
B
04/12/2011 - 05/29/2013 LPL FINANCIAL LLC (CRD#:6413) CAPITOLA, CA
IA
05/19/2010 - 04/12/2011 SYMETRA INVESTMENT SERVICES, INC. (CRD#:19061) EL DORADO HILLS, CA
B
05/19/2010 - 04/12/2011 SYMETRA INVESTMENT SERVICES, INC. (CRD#:19061) EL DORADO HILLS, CA
IA
05/04/2004 - 05/20/2010 SPC (CRD#:110692) EL DORADO HILLS, CA
B
10/13/2000 - 05/20/2010 SIGMA FINANCIAL CORPORATION (CRD#:14303) EL DORADO HILLS, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.