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Detailed Report
SCOTT FREDERICK COLTON
CRD#: 4215362
IA
Investment Adviser
COLTON WEALTH MANAGEMENTCRD#: 150486 148 E. FOOTHILL BLVD
SUITE 201
ARCADIA, CA 91006
Registration History
2002200420062008201020122014201620182020202220242026IACOLTON WEALTH MANAGEMENT (CRD# 150486)2009 - Present (15 years)IALHMP FINANCIAL & INSURANCE SER... (CRD# 116767)2002 - 2011 (8 years)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2001 - 2002 (<1 year)
License(s)

State Registrations

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California 7/20/2009
Current Registration(s)
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COLTON WEALTH MANAGEMENT (CRD#:150486)
148 E. FOOTHILL BLVD SUITE 201, ARCADIA, CA 91006
Registered with this firm since 7/20/2009
Previous Registration(s)
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 08/12/2002 - 03/23/2011 LHMP FINANCIAL & INSURANCE SERVICES (CRD#:116767) PASADENA, CA
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 09/26/2001 - 08/08/2002 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) PASADENA, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.