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Detailed Report
SAMYE ANN O'NEILL
SAMYE ANN HARPER
CRD#: 4215338
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2113 KNICKERBOCKER RD
SAN ANGELO, TX 76904
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (7 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)
License(s)

State Registrations

B
Arizona 11/19/2021
B
New Mexico 5/11/2018
B
Arkansas 7/26/2024
B
North Carolina 7/22/2019
B
California 7/11/2023
B
Oklahoma 4/27/2011
B
Colorado 2/20/2018
B
Oregon 7/14/2020
B
Florida 7/22/2019
B
Tennessee 7/26/2024
B
Georgia 7/22/2019
B
Texas 1/1/2008
B
Kansas 11/6/2023
IA
Texas 1/1/2008
B
Missouri 9/27/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2113 KNICKERBOCKER RD, SAN ANGELO, TX 76904
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2113 KNICKERBOCKER RD, SAN ANGELO, TX 76904
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 11/15/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN ANGELO, TX
IA
 10/12/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN ANGELO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.