Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CELESTE REYES LUNA
CELESTE R. LUNA, CELESTE LUNA, CELESTE HERRERA REYES
CRD#: 4214030
IA
Investment Adviser
B
Broker
SANCTUARY ADVISORS, LLCCRD#: 226606 1027 Austin Hwy STE 101
San Antonio, TX 78209
SANCTUARY SECURITIES, INC.CRD#: 205 1027 Austin Hwy STE 101
San Antonio, TX 78209
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2000 (<1 year)2 FIRMS2000 - 2009 (8 years)2 FIRMS2009 - 2020 (11 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
California 9/18/2020
B
New Mexico 9/18/2020
B
Colorado 9/18/2020
B
Texas 9/18/2020
B
Louisiana 2/23/2023
IA
Texas 9/18/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
SANCTUARY SECURITIES, INC. (CRD#:205)
1027 Austin Hwy STE 101, San Antonio, TX 78209
1027 AUSTIN HIGHWAY | SUITE 101, San Antonio, TX 78209
Registered with this firm since 9/18/2020
IA
SANCTUARY ADVISORS, LLC (CRD#:226606)
1027 Austin Hwy STE 101, San Antonio, TX 78209
Registered with this firm since 9/18/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/16/2009 - 09/29/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN ANTONIO, TX
B
 01/16/2009 - 09/29/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN ANTONIO, TX
IA
 10/27/2000 - 02/05/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN ANTONIO, TX
B
 10/27/2000 - 02/05/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN ANTONIO, TX
B
 08/10/2000 - 10/26/2000 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 08/10/2000 - 10/26/2000 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.