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Trisha Kennedy
TRISHA CONRAD, TRISHA KENNEDY, TRISHA WADMAN
CRD#: 4212432
IA
B
PRIMERICA ADVISORSCRD#: 10111 9067 S 1300 W
STE 102
WEST JORDAN, UT 84088
STE 102
WEST JORDAN, UT 84088
0
Disclosures
22
Years of Experience
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State Registrations
B
Colorado 9/8/2020
B
Utah 9/22/2020
B
Florida 11/10/2022
IA
Utah 2/26/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/23/2020
B
Registered with this firm since 9/8/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/07/2017 - 08/06/2020 | DENVER, CO | |
B | 07/07/2017 - 08/06/2020 | DENVER, CO | |
IA | 05/15/2014 - 07/17/2017 | GREENWOOD VILLAGE, CO | |
B | 04/15/2014 - 07/17/2017 | GREENWOOD VILLAGE, CO | |
IA | 02/02/2012 - 11/05/2013 | SANTA FE, NM | |
B | 03/17/2011 - 11/05/2013 | SANTA FE, NM | |
B | 03/14/2006 - 08/04/2010 | ANCHORAGE, AK | |
B | 06/28/2005 - 11/21/2005 | FORT WAYNE, IN | |
B | 06/28/2005 - 11/21/2005 | FORT WAYNE, IN | |
B | 08/16/2000 - 10/01/2004 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.