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NICHOLAS FRANCIS STEIER
Nick Steier
CRD#: 4212418
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 225 SCHILLING CIRCLE SUITE 100
[SATELLITE]
HUNT VALLEY, MD 21030
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2014 (9 years)2 FIRMS2014 - 2022 (8 years)2 FIRMS2022 - Present (2 years)BSUNTRUST SECURITIES, INC. (CRD# 17499)2001 - 2005 (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)2000 - 2001 (<1 year)IASUNTRUST SECURITIES, INC. (CRD# 17499)2002 - 2005 (2 years)
License(s)

State Registrations

B
Alaska 8/10/2022

B
Massachusetts 8/10/2022

B
Arkansas 8/22/2024

B
New York 8/10/2022

B
California 8/10/2022

B
North Carolina 8/10/2022

B
Colorado 8/10/2022

B
Pennsylvania 8/10/2022

B
Connecticut 2/7/2025

IA
Pennsylvania 8/10/2022

B
Delaware 8/10/2022

B
South Carolina 8/10/2022

B
Florida 8/10/2022

B
Texas 8/10/2022

B
Maryland 8/10/2022

IA
Texas 8/10/2022

IA
Maryland 8/10/2022

B
Virginia 1/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
225 SCHILLING CIRCLE SUITE 100 [SATELLITE], HUNT VALLEY, MD 21030
HERSHEY, PA
Registered with this firm since 8/10/2022

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
225 SCHILLING CIRCLE SUITE 100 [SATELLITE], HUNT VALLEY, MD 21030
HERSHEY, PA
Registered with this firm since 8/10/2022

Previous Registration(s)
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04/25/2014 - 08/19/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) HUNT VALLEY, MD
B
04/25/2014 - 08/19/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) HUNT VALLEY, MD
IA
04/15/2005 - 04/29/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) BALTIMORE, MD
B
04/15/2005 - 04/29/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) BALTIMORE, MD
IA
07/11/2002 - 04/14/2005 SUNTRUST SECURITIES, INC. (CRD#:17499) BRANDYWINE, MD
B
05/02/2001 - 04/14/2005 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
08/23/2000 - 03/16/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
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